Alfonse Joseph Stazzone, Formerly of Monmouth Capital Management, Suspended by FINRA Following Allegations of Excessive and Unsuitable Trading

Stazzone is suspended from the financial industry in all capacities for a period of four months.

alfonse-joseph-stazzone-suspended-excessive-unsuitable-tradingAlfonse Joseph Stazzone (CRD#: 4908107) was registered as a broker with Monmouth Capital Management from April until July of 2021. Previously, Stazzone was registered as a broker with Garden State Securities from 2019 until 2021.

Stazzone has nine disclosures on his BrokerCheck report. One customer dispute filed against Stazzone was denied and one was closed with no action taken.

August 2021 Regulatory Judgment

August 2017 Customer Dispute

July 2013 Judgment / Lien

April 2013 Judgment / Lien

April 2013 Judgment / Lien

October 2012 Judgment / Lien

May 2012 Judgment / Lien

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The Sonn Law Group is currently investigating allegations surrounding Alfonse Joseph Stazzone. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.