INVESTORS: Oppenheimer & Co. broker Anthony Joseph accused of breach of fiduciary duty, breach of contract, and conversion among other forms of misconduct.
Anthony Joseph Manougian (CRD: 2293270) is registered as a broker and investment adviser with Oppenheimer & Co., where he’s been employed since 2013. Manougian was previously registered as a broker with Morgan Stanley from 2007 to 2012.
Manougian has four disclosures on his BrokerCheck report. Two customer disputes filed against Manougian were denied.
June 2022 Customer Dispute
Allegations: Claimant alleges the following claims: Breach of Fiduciary Duty and Breach of Duty arising under FINRA Rules; Breach of Contract; Conversion/Money Had and Received; Fraud and Misrepresentation; Unjust Enrichment; Accounting; Suitability, Churning and Unauthorized Trading. May 2012-December 2012 (at Morgan Stanley) December 2012-May 2022 (at Oppenheimer).
Damage Amount Requested: $3,500,000.00
Broker Comment: I at all times conducted myself in an appropriate and professional manner. I deny all allegations of wrongdoing, and intend to vigorously defend myself against the false, unwarranted and unsubstantiated allegations.
November 2012 Employment Separation After Allegations
Firm Name: Morgan Stanley Smith Barney
Termination Type: Discharged
Allegations: Concerns regarding FA’s conduct and status as beneficiary in connection with a client estate.
Broker Comment: All procedures provided by Morgan Stanley were followed. My termination of employment constitutes wrongful discharge.
The Sonn Law Group is currently investigating allegations surrounding Anthony Joseph Manougian. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.