Anthony Sica, Broker for Joseph Gunnar & CO., Facing $750k Customer Dispute

A customer filed a dispute against Sica based on allegations of unsuitability and negligent supervision.

The Sonn Law Group is investigating allegations that Anthony Sica recommended unsuitable investments. If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.

anthony-sica-facing-750k-customer-disputeAnthony Sica (CRD#: 1332626) has been in the financial industry since 1985. He has been registered with Joseph Gunnar & Co., LLC, since October 2003. Prior to that, he was registered with Lehman Brothers, Inc., from 1985 until 1993, Prudential Securities, Inc., from 1993 until 2001, and Wachovia Securities, LLC from 2001 until 2003. 

Over the span of his career, Sica has been involved in three regulatory actions and has been named in nine customer disputes.

The disclosures are listed chronologically below:

February 2020 Customer Dispute

January 2018 Regulatory Judgement

November 2017 Regulatory Judgement

December 2013 Customer Dispute

March 2010 Customer Dispute

December 2001 Customer Dispute

November 1998 Customer Dispute

July 1994 Regulatory Judgement

March 1993 Customer Dispute

July 1992 Customer Dispute

March 1991 Customer Dispute

July 1990 Customer Dispute

Contact Us Today

The Sonn Law Group is currently investigating allegations that Anthony Sica made unsuitable recommendations. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.