David Fenning, Broker with Morgan Stanley, Named in Customer Dispute Alleging Unsuitable Investment Recommendations

The customer is seeking $173K in damages for Fenning’s alleged misconduct. 

david-fenning-named-in-customer-disputeDavid Fenning (CRD: 1005307) is registered as a broker and investment adviser with Morgan Stanley, where he has been employed since 2019. Previously, Fenning was registered with UBS Financial from 2004 until 2019.

Fenning has five disclosures on his BrokerCheck report.

May 2020 Customer Dispute

July 2011 Customer Dispute

September 2009 Customer Dispute

August 2009 Customer Dispute

July 1997 Customer Dispute

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The Sonn Law Group is currently investigating allegations surrounding David Fenning. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.