Evan Schottenstein, Formerly of JPMorgan, Banned by FINRA Following Allegations of Trading Grandmother’s Assets Without Her Knowledge

Schottenstein is also accused of refusing to cooperate with FINRA’s investigation into his misconduct. 

evan-schottenstein-trading-assets-allegationsEvan Schottenstein (CRD:4929175) was previously registered as a broker with J.P. Morgan from 2014 until 2019. Previously, Schottenstein was registered as a broker with Morgan Stanley from 2009 until 2014.

Schottenstein has six disclosures on his BrokerCheck report. Two customer disputes were denied.

April 2021 Regulatory Judgment

July 2019 Customer Dispute

June 2019 Employment Separation After Allegations

January 2019 Customer Dispute

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The Sonn Law Group is currently investigating allegations surrounding Evan Schottenstein. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.