Joey Dale Miller, Broker with Arete Wealth Management, Named in Arbitration Claim

Miller is accused of recommending an investment in Zona Energy, Inc.

Joey Dale Miller (CRD: 6175826) is registered as a broker and investment adviser with Arete Wealth Management in Chicago, IL, where he has been employed since 2014. Miller was previously registered as a broker with ARI Financial Services. Goodman & Nekvasil, P.A., has filed an arbitration claim alleging that Miller recommended a Zona Energy, Inc., investment.  

Zona Energy, Inc. is a portfolio company, formed in early 2018, focused on a generational opportunity in the independent oil and gas industry primarily concerned with the acquisition, development, exploration, and exploitation of unconventional, onshore oil and natural gas reserves in the Permian Basin of West Texas. 

Investments in Zona Energy are high risk and not suitable for all investors. If your broker recommended investments in Zona Energy, we encourage you to contact us as soon as possible to determine if you are entitled to recovery.

Miller has one disclosure on his BrokerCheck report.

October 2012 Customer Dispute

• Status: Settled
• Allegations: [Customer] attended an education meeting where I was the presenter. He met an advisor at the meeting and opened an account with that advisor. That advisor was bought out by ICA. When his account was with ICA, [Customer] incurred some losses. His account was a self directed account. 
• Settlement Amount: $275,000.00

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The Sonn Law Group is currently investigating allegations surrounding Joey Dale Miller. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.