Joseph Whitney, Formerly of UBS Financial Services, Denied Registration by New Jersey Bureau of Securities

Whitney allegedly engaged in dishonest and unethical business practices while employed with UBS Financial.

joseph-whitney-denied-registration-by-bureau-of-securitiesJoseph Whitney (CRD#: 4593351) was registered as a broker with Wedbush Securities from 2020 until 2021. Previously, Whitney was registered as a broker with UBS Financial Services from 2011 until 2020.

Whitney has three disclosures on his BrokerCheck report.

January 2021 Regulatory Judgment

January 2021 Criminal Judgment

November 2020 Customer Dispute

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The Sonn Law Group is currently investigating allegations surrounding Joseph Whitney. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.