Michael Brickman Voluntarily Resigned from Pruco Securities

Michael Brickman (CRD #: 4042866) voluntarily resigned from Pruco Securities following allegations. This information is sourced from his BrokerCheck record, accessed on September 8, 2023. Continue reading for more comprehensive details.

On July 19, 2023, an investor voluntarily resigned from Pruco Securities amid allegations that Michael Brickman accepted personal checks from a client.

FINRA Rule 2010: FINRA Rule 2010 upholds high standards of commercial honor and just and equitable principles of trade within the securities industry. The acceptance of personal checks from a client may potentially violate this rule.

Background Information: Michael Brickman has successfully completed the following examinations:

Over the course of his 13 years in the securities industry, Michael Brickman has been associated with the following firms: