The client also alleges misrepresentation and failure to supervise.
Robyn Simons (CRD#: 1538638) was registered as a broker with Berthel, Fisher & Company from 2006 until 2017. Previously, Simons was registered as a broker with Money Concepts Capital from 2002 until 2008.
Simons has four disclosures on his BrokerCheck report.
November 2020 Customer Dispute
- Status: Pending
- Allegations: The client alleges the investments she purchased between 2014-2016 were unsuitable and misrepresented to her by the representative. The client also alleges the firm failed to supervise the actions of the representative.
- Damage Amount Requested: $200,000.00
January 2016 Customer Dispute
- Status: Settled
- Allegations: The claimant alleges the investments made in her accounts between 2013 and 2015 were unsuitable and misrepresented by the representative.
- Settlement Amount: $21,500.00
- Broker Comment: The Firm, solely to compromise and settle disputed claims, agreed to settle an arbitration with the Claimant.
September 2011 Financial Judgment
- Status: Final
- Type: Compromise
- Disposition: Satisfied/Released
September 2011 Financial Judgment
- Status: Final
- Type: Compromise
- Disposition: Satisfied/Released
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The Sonn Law Group is currently investigating allegations surrounding Robyn Simons. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.
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