Sam Darwish (CRD #: 7322379) Terminated by The Huntington National Bank
Sam Darwish’s termination by The Huntington National Bank is disclosed in his BrokerCheck record, accessed on September 8, 2023. Continue reading for details regarding the circumstances of his termination.
Reason for Termination:
On July 12, 2023, The Huntington National Bank terminated Sam Darwish. The termination stemmed from allegations that he engaged in the unauthorized copying and pasting of a client’s signature onto a notarized Certificate of Trust. Mr. Darwish’s admission of fault and violation of firm policies led to his termination.
This conduct falls under the purview of FINRA Rule 2010, which upholds high standards of commercial honor and just and equitable principles of trade. Violations of firm policies and the unauthorized use of copied signatures are considered breaches of this rule.
Sam Darwish has successfully passed the following industry exams:
- Series 63 Uniform Securities Agent State Law Examination
- Series 6TO Investment Company Products / Variable Contracts Representative Examination
- SIE – Securities Industry Essentials Examination
Throughout his two years of experience in the industry, he has maintained exclusive registration with The Huntington Investment Company (CRD #: 16986).