Scott Fergang, Broker with Stifel, Nicolaus & Co., Suspended by FINRA Following Allegations of Unauthorized Trading

Fergang is accused of making 814 transactions in four customers’ accounts.

scott-fergang-suspended-after-allegationsScott Fergang (CRD: 1758758) is registered as a broker and investment adviser with Stifel, Nicolaus & Company, where he has been employed since 2019. Previously, Fergang was registered as a broker and investment adviser with RBC Capital Markets from 2010 until 2019.

Fergang has three disclosures on his BrokerCheck report.

April 2021 Regulatory Judgment

June 2019 Employment Separation After Allegations

May 2018 Customer Dispute

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The Sonn Law Group is currently investigating allegations surrounding Scott Fergang. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.