Thomas Ward Stratton, Formerly of World Choice Securities, Barred by FINRA Following Investigation into Misuse of Customer Funds

Stratton refused to provide information and documents requested by FINRA in connection with their investigation.

thomas-ward-stratton-investigation-of-misused-customer-fundsThomas Ward Stratton (CRD#: 1646899) is registered as a broker with World Choice Securities, Inc. from 2004 until 2021. Previously, Stratton was registered as a broker with Financial Independence Systems, Inc. from 2002 until 2004.

Stratton has four disclosures on his BrokerCheck report. 

August 2021 Employment Separation After Allegations

August 2021 Regulatory Judgment

August 2021 Investigation

July 2016 Customer Dispute

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The Sonn Law Group is currently investigating allegations surrounding Thomas Ward Stratton. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.