Dana Hawkins (CRD#: 5731136) is a registered securities broker. Since 2015, Mr. Hawkins has been employed at Centaurus Financial in Lexington, South Carolina.
Prior to that, this broker was associated with J.P Turner & Company (2011 to 2015).
In the last several months, three separate investor complaints have been filed against Dana Hawkins of Centaurus Financial.
All three claims involve allegations of unsuitable investment recommendations made by this broker. As of May of 2019, the complaints are listed by FINRA as ‘pending’.
Investor Complaints: Dana Hawkins
In September of 2018, a customer filed a claim alleging that Mr. Hawkins recommended investments that were unsuitable. This investor is seeking $150,000 in damages.
In December of 2018, an investor filed a claim alleging that Mr. Hawkins recommended unsuitable financial products and unsuitable securities. This customer is seeking $336,130 in compensation.
In February of 2019, an investor filed a complaint alleging that Mr. Hawkins offered unsuitable investment advice between 2013 and 2019. This customer is seeking $253,757 in compensation.
In response to all three of these complaints, Dana Hawkins submitted comments to FINRA stating that he vehemently denies any wrongdoing. In addition, he stated that he will defend all of the allegations raised against him.
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