Michael Fassi (CRD#: 828921) is a registered broker and registered investment advisor (RIA).
Since 2006, Mr. Fassi has been employed at Centaurus Financial in both Reno, Nevada and Fort Collins, Colorado.
In recent months, two customer complaints have been filed against this financial advisor.
In both cases, the investor alleged that the Centaurus Financial broker offered unsuitable investment guidance. Below, you will find more detailed information regarding these claims.
Investor Complaints: Broker Michael Fassi
In November of 2018, a Centaurus Financial client filed a FINRA arbitration claim alleging that Michael Fassi, among other things, made unsuitable investment recommendations in violation of securities industry regulations. The alleged misconduct in this case occurred around 2012. The investor is requesting $200,000 in compensatory damages.
In April of 2019, an investor filed a complaint against Mr. Fassi alleging that he suffered financial losses as a result of unsuitable investment advice offered by this broker. The alleged misconduct in question occurred in 2015.
The investor is seeking $11,000 in financial relief. Notably, Mr. Fassi submitted a complaint to FINRA stating that he denies this complaint in full and is planning to vigorously defend it in all future proceedings.
Get Help From Our Securities Fraud Attorneys
At Sonn Law Group, we are proud to be a leading securities law firm. Our legal team works diligently to protect the rights and interests of investors. To request a free, no obligation review of your case, please do not hesitate to reach out to us today.
Disclaimer: This article contains opinions and NOT statements of fact in any way whatsoever. The information here is general information that should not be taken as legal advice. NO attorney-client relationship is established between you and our attorneys by reading this article. This article is attorney advertising and should not be used as a substitute for legal advice from a qualified securities lawyer.