Skip to content
  • About
  • Practice Areas
    • Investor Losses
    • Securities Class Actions
    • Whistleblower Representation
  • Attorneys
    • Jeffrey R. Sonn, Esq. | Founder of Sonn Law Group
    • Adolfo J. Anzola | Securities Fraud & FINRA Arbitration Attorney
    • Brian B. Pastor Esq. | Commercial & Securities Litigation Attorney
  • Investor Insights
    • FINRA Complaint & Disciplinary Watch
  • Blog
  • Contact

1-844-689-5754

Ressources

Ressources

Resources no sidebarSteven Chong2022-08-18T14:10:16-04:00
  • Broker / Advisor Investigations

    Recent Broker and Advisor Complaints Across Major Firms (May 2026): A Broader Pattern Investors Should Understand

    Recent Broker and Advisor Complaints Across Major Firms (May 2026): A Broader Pattern Investors Should Understand

    May 6, 2026
  • Guides / Investor Resources / Securities Fraud & Investment Losses

    Elder Financial Abuse Protection Playbook: How to Detect, Prevent, Stop, and Recover Investment Losses for Seniors

    Elder financial abuse often begins quietly, rooted in trust. It may involve a familiar advisor, a routine transaction, or a seemingly reasonable recommendation that gradually undermines a lifetime of savings. Many families recognize the problem only after significant harm has occurred. Retirement accounts may be depleted, investment strategies changed, and the perpetrators are often trusted [...]

    Read Article
  • Investor alert against Aaron Sevigny of United Planners showing financial losses and GPB Capital exposure

    Broker / Advisor Investigations / Recently Filed Cases

    Investor Alert: Multi-Million-Dollar Claims Filed Against United Planners Advisor Aaron P. Sevigny

    Sonn Law Group is monitoring new investor complaints filed in January 2026 against Aaron P. Sevigny (CRD# 4314368), a long-time registered representative with United Planners Financial Services of America. Within weeks, two customer complaints were filed seeking over $3 million in damages. These claims allege systemic misconduct involving complex investment products, extending beyond routine suitability [...]

    Read Article
  • Regulatory & Compliance

    Federal AI Policy Takes Shape: What Trump’s Executive Order Means for Businesses, Investors, and the Future of Regulation

    A new federal directive will significantly reshape the artificial intelligence landscape in the United States. President Donald Trump’s executive order, “Ensuring a National Policy Framework for Artificial Intelligence,” marks a shift from fragmented, state-level regulation to a unified national approach that aims to accelerate innovation and address key legal and constitutional issues. This action comes [...]

    Read Article
  • FINRA Arbitration Attorney

    $133 Million FINRA Award Upheld: Court Rejects Stifel’s Challenge in Major Investor Win

    A significant decision from Miami this week sends a clear message to the securities industry: arbitration awards are binding, not optional. A federal judge denied Stifel Financial Corp.’s attempt to vacate a $133 million FINRA arbitration award, one of the largest on record. This ruling affirms a key principle of investor protection: finality matters. The [...]

    Read Article
Previous272829Next
1-844-689-57541-844-689-5754

PROTECTING INVESTORS NATIONWIDE

Page load link

From strategy to impact.

  • About
  • Practice Areas
    • Investor Losses
    • Securities Class Actions
    • Whistleblower Representation
  • Attorneys
    • Jeffrey R. Sonn, Esq. | Founder of Sonn Law Group
    • Adolfo J. Anzola | Securities Fraud & FINRA Arbitration Attorney
    • Brian B. Pastor Esq. | Commercial & Securities Litigation Attorney
  • Investor Insights
    • FINRA Complaint & Disciplinary Watch
  • Blog
  • Contact
Contact Info

19495 Biscayne Blvd
Suite 607
Aventura, Florida, 33180

305-912-3000

Book a Free ConsultationBook a Free Consultation
Go to Top