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Ressources

Ressources

Resources no sidebarSteven Chong2022-08-18T14:10:16-04:00
  • Broker / Advisor Investigations

    Investor Alert: FINRA and Federal Regulators Hit Canaccord Genuity with $120 Million in Penalties for AML Failures

    Investor Alert: FINRA and Federal Regulators Hit Canaccord Genuity with $120 Million in Penalties for AML Failures

    May 4, 2026
  • Investment Fraud Attorney / Investor Alerts / Investor Protection / Ponzi Schemes/Investment Fraud

    U.S. v. Christopher Delgado: Court Filing Reveals Lavish Asset List in $328M Goliath Ventures Case

    The federal investigation into Goliath Ventures has entered a more advanced and urgent phase. On March 2, 2026, the United States Attorney’s Office in the Middle District of Florida filed a motion to amend Christopher Alexander Delgado’s bond conditions, requiring him to surrender a substantial list of luxury vehicles, foreign assets, watches, and jewelry. According [...]

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  • Investor Alerts

    Investor Alert: Understanding Risks and Responsibilities Surrounding Forge Securities LLC

    Forge Securities LLC (CRD# 134596) is a FINRA-registered broker-dealer operating within the private securities marketplace. As a regulated entity, the firm is subject to federal securities laws, FINRA supervisory requirements, and Regulation Best Interest (Reg BI). These are not optional guidelines—they are enforceable regulatory standards established to safeguard investors. Public records reflect that Forge Securities [...]

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  • AI Powered Investment Platforms / Securities Fraud & Investment Losses

    When Algorithms Meet Accountability: The Legal Risks of AI-Powered Investment Platforms

    Artificial intelligence is transforming investment. Crypto trading bots operate continuously, machine learning models offer predictive accuracy, and platforms promote “emotionless execution” and “data-driven alpha” as the new benchmarks for wealth creation. However, when algorithms underperform, fail, or hide risk, a key legal question arises: Who is responsible? Technology can automate decisions, but it cannot automate [...]

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  • Private Credit & BDC Litigation

    Who Is Blue Owl Capital? Inside the Structure, Strategy, and BDC Model

    Recent developments have prompted investors to question the identity and significance of Blue Owl Capital, as well as the implications of its current situation for investment portfolios. A comprehensive understanding of Blue Owl Capital’s scale, structure, and strategy is essential for contextualizing recent market volatility. The firm occupies a central position within the contemporary financial [...]

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  • About
  • Practice Areas
    • Investor Losses
    • Securities Class Actions
    • Whistleblower Representation
  • Attorneys
    • Jeffrey R. Sonn, Esq. | Founder of Sonn Law Group
    • Adolfo J. Anzola | Securities Fraud & FINRA Arbitration Attorney
    • Brian B. Pastor Esq. | Commercial & Securities Litigation Attorney
  • Investor Insights
    • FINRA Complaint & Disciplinary Watch
  • Blog
  • Contact
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