The time is ripe for Apple REIT investors to strongly consider filing individual arbitration claims. David Lerner Associates Inc. (“David Lerner Associates”) recently won the[...]
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INVESTORS: Former LPL Financial broker Dennis David Karjala was barred by FINRA following allegations he provided a guarantee against loss to a customer. Dennis David[...]
INVESTORS: Former Network 1 Financial Securities broker David Khezri was barred by FINRA following allegations of recommending unsuitable investments. David Khezri (CRD: 2736831) was registered[...]
INVESTORS: Former Fifth Third Securities broker David Sheldon Wells was named an SEC complaint alleging he misappropriated over $683,000 from three investment advisory clients. David[...]
INVESTORS: David Lerner Associates broker Daniel Todd Lerner was named in a FINRA investigation alleging he recommended investments in Energy 11, L.P, Energy 12, L.P.,[...]
INVESTORS: Former David Lerner Associates broker Jeffrey Daniel Basford was barred by FINRA after he declined to appear for on-the-record testimony in connection with FINRA’s[...]
INVESTORS: Great Point Capital broker James David Beaudoin is facing a pending customer dispute alleging recommendation of unsuitable investments. James David Beaudoin (CRD#: 2992651) is[...]
INVESTORS: David Lerner Associates broker Lawrence Merl was named in a customer dispute alleging he made unsuitable investment recommendations. Lawrence Merl (CRD#: 2443190) is registered[...]
INVESTORS: Former Morgan Stanley broker Robert C. David was suspended by FINRA following allegations that he falsified his customers’ account profile information to circumvent firm[...]
INVESTORS: Former Merrill Lynch broker Joshua David Nicholas was barred by FINRA following allegations that he converted customer funds. Joshua David Nicholas (CRD#: 6529944) was[...]