Browse Investment Loss News Related to Brokers, Advisors, and Firms
Our primary blog addresses a wide spectrum of investor-related issues; this section focuses specifically on investment losses tied to brokers, advisors, and financial firms.
Daniel Goodwin Faces Two Pending Real Estate Investment Complaints
Sonn Law is reviewing real estate investment complaints involving broker [...]
Former LPL Broker Nicholas Olivas Faces Pending $300,000 Options Claim
Sonn Law is reviewing options-trading complaints involving Nicholas Olivas (CRD [...]
Christopher Gardner Faces $4.5 Million in Pending Options Complaints
Sonn Law is reviewing customer disputes involving Christopher Michael Gardner [...]
Morgan Stanley Broker Araya Mesfin Faces Pending FINRA Customer Disputes
Sonn Law is reviewing customer disputes involving Araya Mesfin (CRD [...]
J.P. Morgan Securities Sanctioned by FINRA Over Supervision of Leveraged and Concentrated Trading Strategy
Sonn Law is investigating potential investor claims involving J.P. Morgan [...]
Great Point Capital Sanctioned by FINRA Over Private Placement Communications and Supervision
Sonn Law is reviewing potential investor claims involving Great Point Capital LLC following FINRA disclosures concerning private placement communications, supervision, and alleged misleading statements to retail customers.
Daniel Becraft Investor Investigation: Morgan Stanley Broker Faces $2 Million Complaint Over Unsuitable Options Trading Strategy
A reported investor complaint involving Morgan Stanley advisor Daniel Becraft alleges substantial losses tied to an options trading strategy and seeks approximately $2 million in damages.
Michael Kupferman Investor Investigation: Landolt Securities Broker Faces $800,000 Customer Complaint Over GWG L Bond Losses
Investors who suffered losses in GWG L Bonds may have recovery options. Reported complaints involving Michael Kupferman and Landolt Securities raise allegations concerning suitability and risk disclosures.
David Kangas Investor Investigation: WealthForge Securities Broker Faces Customer Complaints Involving 1031 Exchange and DST Investments
Multiple reported complaints involving David Kangas and WealthForge Securities allege investor losses connected to Delaware Statutory Trust investments and 1031 exchange strategies.
