The allegations against former broker Jeffrey Thomas Higgins are not just about one advisor’s misconduct. They raise a more important question for investors: How can [...]
Federal authorities have charged former broker and investment adviser Jeffrey Thomas Higgins in connection with an alleged long-running scheme to misappropriate client funds spanning nearly [...]
The steady flow of investor complaints involving financial advisors across major brokerage firms continues to highlight persistent risks tied to suitability, disclosure, and supervision. A [...]
As cryptocurrency adoption grows, the risk of crypto custody becomes increasingly significant and often misunderstood. Determining legal responsibility for lost, misappropriated, or inaccessible digital assets [...]
As litigation between Kraken and Etana Custody unfolds, a critical legal question is coming into focus: who is responsible when crypto custody breaks down and [...]
A series of recent developments across the alternative investment market is raising renewed concerns about liquidity, valuation transparency, and investor risk in non-traded REITs and [...]
A new lawsuit filed by cryptocurrency exchange Kraken against Etana Custody is raising serious concerns about the integrity of third-party custodial platforms operating within the [...]
Investors who suffered losses in connection with the Goliath Ventures matter should be aware of an important procedural requirement in the bankruptcy process. To preserve [...]
A federal court has now confirmed one of the largest recent FINRA arbitration awards, delivering a decisive win for investors and reinforcing the strength of [...]
A sweeping enforcement action against broker-dealer Canaccord Genuity LLC is drawing renewed attention to the role financial firms play in safeguarding investors and preventing illicit [...]
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