Michael Patrick Murphy (CRD#: 2596905) is currently a registered securities broker. Since 2003, Mr. Murphy has been employed at Columbus Advisory Group in New York,[...]
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The Securities and Exchange Commission (SEC) has announced that it has reached a settlement with View Inc., a California-based manufacturer of “smart” windows, regarding charges[...]
The Securities and Exchange Commission has taken action against Vidul Prakash, the former Chief Financial Officer of View Inc., a California-based manufacturer specializing in “smart”[...]
The Securities and Exchange Commission (SEC) has today initiated legal action against Auctus Fund Management, LLC (“Auctus Management”), and its co-proprietors, Alfred Sollami of Brookline,[...]
Today, the U.S. Securities and Exchange Commission (SEC) lodged a complaint in the U.S. District Court for the Western District of Texas. The complaint accuses[...]
This article was originally published by Law360.com. Law360, New York (May 9, 2017, 5:07 PM EDT) — UBS Financial Services Inc. on Monday responded to[...]
This scholarly article was written by Jeffrey Sonn, Esq., Jennifer P. Farrar, Esq., and Kirk Reasonover, Esq. It contains over 6,000 words and would certainly[...]