• Tyler Tysdal, Owner of Cobalt Sports Capital, Accused of Defrauding Investors
  • Andrew Burish, Broker with UBS Financial Services, Named in Customer Dispute Seeking Over $23M in Damages
  • Matthew Clason, Formerly of LPL Financial, Pleads Guilty to Wire Fraud
  • Andrew Burish, Broker with UBS Financial Services, Named in Customer Dispute Seeking Over $23M in Damages
  • Gregory Hersch, Broker with Old City Securities, Named in Customer Dispute Seeking Over $1M in Damages
  • John Lee Scott, Formerly of LPL Financial, Barred by FINRA After Refusing to Appear for Testimony