The Securities and Exchange Commission has accused former broker Surage Kamal Roshan Perera and his company, Janues Capital Incorporated, of deceiving an investor and fraudulently[...]
Investment News
A former investment adviser at a large financial institution, Darryl Matthew Cohen, has been charged by the Securities and Exchange Commission (SEC) for misappropriating more[...]
The Securities and Exchange Commission (SEC) has charged Scott Hollender, Gabriel Migliano Jr., and Frank Vecchio for illegally selling interests in shares of pre-IPO companies[...]
Financial advisor forgery cases are unfortunately not uncommon in the financial industry. These cases typically involve an advisor forging a client’s signature or creating a[...]
FINRA (Financial Industry Regulatory Authority) is a self-regulatory organization that oversees the brokerage industry in the United States. Customers can bring various types of claims[...]
The US Securities and Exchange Commission (SEC) has filed charges against Justin Sun, a prominent entrepreneur in the crypto asset space, and three of his[...]
The Securities and Exchange Commission (SEC) has filed a complaint against American Patriot Brands Inc. (APB), a company that specializes in cannabis cultivation and distribution,[...]
Miami, FL USA March 23, 2023 – Sonn Law Group is investigating claims involving Alliance Bernstein’s Option Advantage Strategy. Financial advisors with Sanford Bernstein and[...]
The Securities and Exchange Commission (SEC) has accused Miles Guo, a Chinese businessman in exile, and his financial advisor, William Je, of fraudulent and unregistered[...]
The Securities and Exchange Commission (SEC) recently took emergency action against BKCoin Management LLC, an investment adviser based in Miami, and one of its principals,[...]