The promise of obtaining early access to a company like SpaceX can be compelling. For many investors, however, “pre-IPO access” does not mean direct ownership of company stock. It may mean an investment in a private fund, which may itself hold an interest in another fund or special-purpose vehicle. That distinction is at the center [...]
Investors considering private-company and pre-IPO funds should understand the risks of hidden fees, inflated valuations, misleading sales practices, and restricted liquidity. Learn when a substantial pre-IPO investment loss may warrant legal review.
Sonn Law reviews selected 2026 FINRA disciplinary actions and enforcement complaints involving excessive trading, churning, unauthorized trading, unsuitable recommendations, and investor losses of $100,000 or more.
Many investors who lost money with a broker believe they don’t have enough proof to bring a claim. Others believe a large loss is proof enough on its own. Neither is quite right. In FINRA arbitration, the evidence that matters depends on what went wrong. Proving that a broker recommended an unsuitable investment takes different [...]
When investors call a securities law firm, they usually start with one number: how much they lost. That number matters, but it isn’t the value of a claim. The value of a FINRA arbitration claim depends on four separate questions. A loss can look large and still produce a small claim once all four have [...]
A large investment loss doesn’t automatically mean a broker did something wrong. Learn what Sonn Law Group’s $100,000 case-review guideline means, how it differs from FINRA rules, and what records can help with an initial review.
Time frames can be especially important in an investment dispute when a party’s age or health makes a lengthy arbitration difficult. FINRA’s accelerated-processing rules, Rules 12808 and 13808, create a faster procedural track for qualifying cases. The rules apply to cases filed on or after March 30, 2026. They shorten certain deadlines and direct arbitration [...]
When an investor loses money due to broker fraud or negligence, recovering those funds rarely happens in a traditional courtroom. Instead, disputes are resolved through FINRA arbitration, where the selected arbitrators act as the judge and jury. Because the arbitrators hold the power to decide your dispute, how they are chosen is critical. A new [...]
The SEC charged former Rightbridge Private Capital founder Keith Gebert after finding that he failed to disclose more than $500,000 in referral fees connected to private real estate fund recommendations. The fund later ceased operations, leaving many investors unable to recover their investments.
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