FINRA Arbitration Tracker: Broker Complaints & Customer Disputes
The FINRA Arbitration Tracker provides disclosure summaries, customer dispute filings, and regulatory actions involving registered brokers, financial advisors, and member brokerage firms nationwide. Sonn Law Group reviews potential investor recovery claims involving unsuitable recommendations, unauthorized trading, churning, options losses, real estate securities (DSTs), and failure to supervise.
FINRA’s Projected-Return Rule Change: What Investors Should Know Before Trusting the Numbers
A projected return can make an investment sound straightforward. The [...]
Timothy Tremblay Discloses $750,000 Customer Complaint Over Investment and Annuity Recommendations
A pending customer complaint involving Timothy Tremblay raises questions about [...]
Christ Mavrakos Discloses $250,000 Customer Complaint Involving Short Positions
A customer complaint disclosed on Christ Mavrakos’s FINRA BrokerCheck report [...]
Michael Fisher Customer Complaint Seeks $500,000 to $1 Million Over Allegedly Unsuitable Trading
A pending customer arbitration disclosed on Michael S. Fisher’s FINRA [...]
Michael Montalvo Faces $189,500 Customer Complaint Alleging an Undisclosed Loan
A pending customer complaint disclosed on Michael Montalvo’s FINRA BrokerCheck [...]
Josiah Jazwa Discloses $150,000 Customer Complaint Over Allegedly Unsuitable Recommendations
Josiah Jazwa’s FINRA BrokerCheck report lists a pending written customer [...]
The Linqto Fallout: Fraud Allegations Expose the Risks Behind Pre-IPO Promises
Developments reviewed October 23, 2026. Buying access to a promising [...]
Brendan Andrew Jones Discloses $257,780 FINRA Advisory-Account Claim
Brendan Andrew Jones’s FINRA complaint disclosure describes a pending arbitration [...]
Trent Tomlin Discloses $750,000 FINRA Claim Involving Multifamily Investments
Trent Tomlin’s FINRA complaint disclosure reports a pending customer dispute [...]
