FINRA Arbitration Tracker

FINRA Arbitration Tracker

FINRA Arbitration Tracker2026-07-16T10:56:31-04:00

Former Centaurus Broker William Rowett III Faces Pending FINRA Arbitration

By |August 25th, 2026|Categories: FINRA Arbitration, FINRA Arbitration Attorney, Investor Alerts|Tags: , , , , , , , |

Sonn Law Group is reviewing a pending customer dispute involving [...]

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Dean McDermott Faces Pending $227,000 DST Customer Dispute

By |August 25th, 2026|Categories: FINRA Arbitration Attorney, Investor Alerts|Tags: , , , , , , , , , , , , |

Dean McDermott Faces Pending $227,000 FINRA Arbitration Over DST Investment [...]

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Former Great Point Capital Broker Karl Suess Faces Pending DST Complaint

By |August 25th, 2026|Categories: FINRA Arbitration Attorney, Investor Alerts|Tags: , , , , , , , , , , , , |

Sonn Law Group is reviewing allegations involving former Great Point [...]

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Former Aurora Securities Broker Lori Kamen Faces Eight Pending Customer Disputes

By |August 25th, 2026|Categories: FINRA Arbitration Attorney, Investor Alerts|Tags: , , , , , , , , , , , , |

Sonn Law Group is reviewing allegations involving former Aurora Securities [...]

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Daniel Goodwin Faces Two Pending Real Estate Investment Complaints

By |August 24th, 2026|Categories: Broker / Advisor Investigations, FINRA Arbitration Attorney|Tags: , , |

Sonn Law is reviewing real estate investment complaints involving broker [...]

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Former LPL Broker Nicholas Olivas Faces Pending $300,000 Options Claim

By |August 24th, 2026|Categories: Broker / Advisor Investigations, FINRA Arbitration Attorney|Tags: , , |

Sonn Law is reviewing options-trading complaints involving Nicholas Olivas (CRD [...]

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Christopher Gardner Faces $4.5 Million in Pending Options Complaints

By |August 24th, 2026|Categories: Broker / Advisor Investigations, FINRA Arbitration Attorney|Tags: , |

Sonn Law is reviewing customer disputes involving Christopher Michael Gardner [...]

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Morgan Stanley Broker Araya Mesfin Faces Pending FINRA Customer Disputes

By |August 24th, 2026|Categories: Broker / Advisor Investigations, FINRA Arbitration Attorney|Tags: , |

Sonn Law is reviewing customer disputes involving Araya Mesfin (CRD [...]

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