Securities Fraud
Current perspectives on securities fraud, broker misconduct, and the legal pathways available to harmed investors nationwide.
Broker Misconduct
Updates on advisor negligence, unsuitable recommendations, excessive trading, and regulatory actions.
Investor Recovery
Legal updates and practical information for investors seeking to recover financial losses after misconduct.
Market Developments & Recovery Guidance
Timely guidance on securities fraud, broker misconduct, and investor recovery developments.
Latest Investor Alerts
Timely updates on emerging fraud cases, enforcement actions, investor complaints, and potential recovery issues.
Former Raymond James Broker Travis Alexander Barred by FINRA Amid Over $660,000 in Pending Real Estate Disputes
Sonn Law Group is reviewing investor recovery claims involving former [...]
James Lukezic Faces FINRA Disciplinary Action Over Alleged $1.1 Million in Unauthorized Mutual Fund Transactions
Sonn Law Group is reviewing potential investor recovery claims involving [...]
Former Spartan Capital & Aegis Broker Michael Venturino Barred by FINRA Over Churning Allegations
Sonn Law Group is reviewing investor claims against former Spartan [...]
BROKER/ADVISOR MISCONDUCT
Coverage of FINRA complaints, regulatory actions, unsuitable recommendations, unauthorized trading, and other forms of advisor misconduct.
FINRA ARBRITRATION
Practical guidance on investor claims, broker disputes, arbitration awards, and the recovery process.
ALTERNATIVE INVESTMENT LOSSES
Updates on private placements, DSTs, BDCs, non-traded REITs, and other illiquid investment products.
Class Actions & Market Misconduct
Coverage of securities class actions, institutional misconduct, and large-scale financial harm affecting investors.
INVESTOR RECOVERY RESOURCES
Helpful legal resources for investors evaluating recovery options after losses caused by financial misconduct.
