Securities Fraud
Current perspectives on securities fraud, broker misconduct, and the legal pathways available to harmed investors nationwide.
Broker Misconduct
Updates on advisor negligence, unsuitable recommendations, excessive trading, and regulatory actions.
Investor Recovery
Legal updates and practical information for investors seeking to recover financial losses after misconduct.
Market Developments & Recovery Guidance
Timely guidance on securities fraud, broker misconduct, and investor recovery developments.
Latest Investor Alerts
Timely updates on emerging fraud cases, enforcement actions, investor complaints, and potential recovery issues.
SEC Charges Meyer Global Over SpaceX Pre-IPO Funds: What Investors Should Know
The promise of obtaining early access to a company like [...]
Pre-IPO Investment Fraud: Risks of SpaceX and Private-Company Investment Funds
Investors considering private-company and pre-IPO funds should understand the risks of hidden fees, inflated valuations, misleading sales practices, and restricted liquidity. Learn when a substantial pre-IPO investment loss may warrant legal review.
2026 FINRA Broker Misconduct Watchlist: High-Loss Claims, Churning and Unauthorized Trading
Sonn Law reviews selected 2026 FINRA disciplinary actions and enforcement complaints involving excessive trading, churning, unauthorized trading, unsuitable recommendations, and investor losses of $100,000 or more.
BROKER/ADVISOR MISCONDUCT
Coverage of FINRA complaints, regulatory actions, unsuitable recommendations, unauthorized trading, and other forms of advisor misconduct.
FINRA ARBRITRATION
Practical guidance on investor claims, broker disputes, arbitration awards, and the recovery process.
ALTERNATIVE INVESTMENT LOSSES
Updates on private placements, DSTs, BDCs, non-traded REITs, and other illiquid investment products.
Class Actions & Market Misconduct
Coverage of securities class actions, institutional misconduct, and large-scale financial harm affecting investors.
INVESTOR RECOVERY RESOURCES
Helpful legal resources for investors evaluating recovery options after losses caused by financial misconduct.
