• Scott Reed, Formerly of First Financial Equity, Barred by FINRA Following Allegations He Participated in Unauthorized Private Securities Transactions
  • Evan Schottenstein, Formerly of JP Morgan, Accused of Abuse of Fiduciary Duty and Misrepresentation
  • Avi Elliot Schottenstein, Formerly of JP Morgan, Named in $69M FINRA Judgment
  • Cory Davern, Broker with Valic Financial Advisors, Facing Customer Dispute Alleging Unsuitable Investment Recommendations
  • Michael Nigro, Broker with MML Investors Services, Facing Pending Customer Dispute Alleging Misrepresentation and Unsuitable Recommendations
  • James Schaedler Jr., Formerly of Wells Fargo, Barred by FINRA Following Refusal to Produce Information