• Thomas Kelly Jr., Broker with Aegis Capital, Named in Multiple Customer Disputes Alleging Unsuitable Investment Recommendations
  • James Daughtry, Formerly of Kestra Investment Services, Sued for Alleged Fraud and Theft
  • Gene Esplin, Formerly of Kalos Capital, Named in Customer Dispute Seeking $1M in Damages
  • David Hu, Co-Founder of International Investment Group, Charged in Alleged Ponzi Scheme
  • Dustin Shafer, Formerly of Money Concepts Capital, Named in Multiple Customer Disputes Seeking Over $500K
  • Scott Reed, Broker for First Financial Equity, Resigns from Wells Fargo Following Allegations of Selling Away