• Mark Trewitt, Formerly of VFG Securities, Named in Numerous Customer Disputes Alleging Overconcentration and Unsuitable Recommendations
  • Clement Chichester, Formerly of Western International Securities, Named in $100K Settlement for Broker Misconduct
  • Daniel Saur, Formerly of Kalos Capital, Named in Customer Disputes Alleging Unsuitable Recommendations
  • Travis Lippmann, Formerly of Newbridge Securities, Accused of Unsuitable Investment Recommendations
  • Christopher Shaw, Formerly of Kalos Capital, Facing Customer Dispute Concerning Sale of GPB Capital Investments
  • E. Kyle Davis, Formerly of Raymond James & Associates, Named in Customer Dispute Seeking $500,000 in Damages