• Hannah Peterson Weber, Broker for Merrill Lynch, Named in $1 Million Customer Dispute
  • Michael Collins, Formerly of Kingsbury Capital, Suspended by FINRA Following Allegations of Participating in Private Securities Actions
  • Fredrick Randhahn, Formerly of Sigma Financial, Suspended by FINRA Following Sale of Woodbridge Group Promissory Notes
  • Brian Lockett, Broker for Independent Financial Group, Suspended by FINRA for Hiding a $50K Private Placement
  • John Hoagland, Formerly of Morgan Stanley, Suspended by FINRA Following Allegations of Unauthorized Trading
  • Justine Zhou, Formerly of The Leaders Group, Barred by FINRA Following Termination