• Steven Reznik, Formerly of Raymond James Financial Services, Inc., Subject to 18 Customer Disputes in Past Two Years
  • Christopher Edward McClure, President and CEO of Westport Capital Markets, LLC, Sued by SEC for Fraud
  • Money Concepts Capital Corporation Sued for Wrongful Sale of GPB Capital Investments
  • Andres Fernandez and Edison Denizard Sued by SEC for Offering Unregistered Fraudulent Securities
  • Jeffrey Vasiloff, Formerly of LPL Financial, Suspended by FINRA for Alleged Unauthorized Trading
  • Michael Hull, Christopher Nohl, and Associated Entities Sued by SEC for Fraud