• Scott Andersen, Broker with Wedbush Securities, Involved in Lawsuit Alleging Conversion and Fraud
  • Broker Mark Jones, of Merrill Lynch, Pierce, Fenner & Smith, Involved in Pending Misrepresentation Dispute
  • Steven Reznik, Former Raymond James Broker, Hit with 6 Customer Disputes Since January
  • Alpine Securities Corporation Faces FINRA Complaint Over Unauthorized Trading and Misuse of Customer Assets
  • Marcus Boggs Formerly of Merrill Lynch Charged With Fraud for Stealing More Than $1.7 Million From Clients
  • Erik Pica, Joseph Stone Capital Broker, Under FINRA Investigation for Misappropriation and Allegedly Providing False Testimony