Mazliach was named in a FINRA complaint alleging that he committed misconduct. The Sonn Law Group is investigating allegations that Bryan Mazliach made excessive and[...]
Schmitz is also facing a customer dispute alleging unsuitable investment recommendations and violation of state and federal securities laws. The Sonn Law Group is investigating[...]
The client alleged that the due diligence review performed on an alternative investment was unreasonable. The Sonn Law Group is investigating allegations that Gary Ginsberg[...]
Stein has two pending customer disputes seeking $850k in damages, collectively. The Sonn Law Group is investigating allegations that Shaun Stein recommended unsuitable investments. If[...]
Kohli’s former clients are collectively seeking over $850K in damages for his alleged misconduct. The Sonn Law Group is investigating allegations that Peter Kohli committed[...]
Platico is accused of unsuitable and unauthorized options trading in clients’ accounts. The Sonn Law Group is investigating allegations that Matthew Platnico recommended unsuitable investments.[...]
The client is seeking over $200K in damages related to Bell’s misconduct. The Sonn Law Group is investigating allegations that Michael Bell recommended unsuitable investments.[...]
The dispute alleged that the customer had concerns about the overall performance and management of his brokerage account. The Sonn Law Group is investigating allegations[...]
McKinney is also accused of misrepresentation, negligence, and breach of fiduciary duty in the same customer dispute. The Sonn Law Group is investigating allegations that[...]
Taddeo has settled customer disputes with similar allegations earlier in 2020. The Sonn Law Group is investigating allegations that David Taddeo misrepresented variable annuities. If[...]