Knox is accused of treating accounts as discretionary without customer authorization and falsely attesting that he had not been charged with a felony. The Sonn[...]
Broker / Advisor Investigations
Raymond Ferro of Danbury Connecticut allegedly wrongfully transferred $330,000 from a client’s bank account to his own bank account. Sonn Law Group represents a customer[...]
Bennett has been the subject of fifteen customer disputes throughout his career. The Sonn Law Group is investigating allegations that Christopher Bennett committed misconduct. If[...]
Former customers alleged that they incurred unnecessary sales charges because of Levine’s recommendations. The Sonn Law Group is investigating allegations that Frederick Levine made unsuitable[...]
Former customers are seeking millions in damages alleging that Michaletz’s recommendations were unsuitable. The Sonn Law Group is investigating allegations that Joseph Michaletz made unsuitable[...]
Kulch was named in a civil action brought by the Massachusetts Securities Division. The Sonn Law Group is investigating allegations that Charles Kulch over-concentrated clients’[...]
Sloane allegedly recommended unsuitable investment strategies to retail customers. The Sonn Law Group is investigating allegations that Stephen Sloane recommended unsuitable investment strategies. If you[...]
Melilli is accused of unauthorized trading and recommending unsuitable investments. The Sonn Law Group is investigating allegations that Bryant Caveness committed misconduct. If you or[...]
Mark Hopkins of Grand Blanc Michigan allegedly misappropriated over $1 million from his clients. The Sonn Law Group is investigating allegations that Mark Hopkins misappropriated[...]
One client alleged that Buffington made unsuitable recommendations and violated his fiduciary duty. The Sonn Law Group is investigating allegations that Robert Buffington recommended unsuitable[...]