The Securities and Exchange Commission today announced charges against Michael J. French, of Pendleton, South Carolina, and two companies controlled by him, MJF Holdings, LLC[...]
Securities & Investment FAQ
If you’ve suffered significant investment losses as the result of securities fraud you should consult with an SEC attorney about your case. A qualified securities[...]
Can I Sue My Financial Advisor?
Unfortunately, stockbroker fraud is more common than many investors would like to think. As broker fraud attorneys one of the most common questions that we’re[...]
Investment fraud lawyers help hold advisors, brokers, and brokerage firms accountable when they fail to meet their duties under the law. All too often, that[...]
📉 Recovering Investment Losses in Cases Involving Broker/Advisor Misconduct Most people understand that investing money comes with inherent risks. However, investment advisors and brokerage firms[...]
Do you fear you may be the victim of a Ponzi Scheme? If so you should seek advice from a qualified Ponzi scheme attorney. If[...]
Selling away occurs when a broker inappropriately sells securities that are not offered or overseen by their member brokerage firm. In most cases, brokers engage[...]
Your registered financial advisor – and the firm that employs him or her – is regulated by the Financial Industry Regulatory Authority (FINRA). FINRA provides[...]
On June 16, 2022, the U.S. Securities and Exchange Commission filed its first complaint alleging violations of the care obligation and the compliance obligation of[...]