Sonn Law Group is investigating former StoneX Financial Inc. financial advisor Gabriel Andres Gomez (CRD#: 7613767) following his permanent bar from the securities industry by FINRA due to severe exam fraud allegations and a refusal to cooperate with regulators.

When investors trust their wealth to a financial institution, they expect their financial advisors to act with the utmost integrity and to have legitimately earned their required licensing credentials. Unfortunately, when brokers attempt to cheat the regulatory system or dodge investigations, it is a massive red flag regarding their trustworthiness with client funds.

The Allegations Against Gabriel Andres Gomez According to his official FINRA BrokerCheck profile (FINRA), Gabriel Andres Gomez was officially barred by FINRA in May 2026.

The detailed disclosures in his official FINRA BrokerCheck Report (FINRA) reveal that the permanent industry ban stems from Gomez completely refusing to provide information or documents requested by FINRA during an investigation.

This underlying investigation was serious: FINRA’s Credentialing, Registration, Education, and Disclosure Department received a tip alleging that Gomez had used an unauthorized mobile device while taking his Series 99 licensing examination. Rather than address the allegations, Gomez chose to dodge the investigation, resulting in an automatic bar from associating with any FINRA member firm in any capacity. Following these events, he separated from his employing firm, Miami-based StoneX Financial Inc., in April 2026.

Understanding FINRA Enforcement and Broker Integrity FINRA rules (specifically Rule 8210) require financial advisors to fully cooperate with regulatory investigations. A broker who refuses to turn over documents or testify is immediately presumed to be hiding misconduct, and FINRA routinely responds with a permanent bar to protect the public.

Furthermore, brokerage firms like StoneX Financial have a strict legal duty to supervise the activities, licensing, and integrity of their registered representatives. If an investor suffers financial harm due to a broker who lacked the proper qualifications, ethical standing, or supervision, the employing firm can be held liable for the resulting investor losses through the FINRA arbitration process.

How to Recover Your Investment Losses If you have suffered significant investment losses due to broker misconduct, lack of supervision, or unethical behavior by Gabriel Andres Gomez, the team at Sonn Law Group is here to help you understand your options. We represent investors nationwide in FINRA arbitration claims and have a strong track record of holding negligent brokers and their firms accountable.