Investigation: Adam Veron, ex-Questar Capital Broker Barred by FINRA

adam-veron-questar-broker The Sonn Law Group is investigating misconduct claims involving former Questar Capital broker Adam Veron (FINRA Broker CRD Number: 4508315). Mr. Veron recently proposed a settlement that includes his being barred from associating with an FINRA member investment firm.

According to FINRA, Adam Veron violated FINRA rule 3280 by participating in private securities transactions, from July 2015 to December 2016. Mr. Veron failed to report an outside business activity on a timely basis in violation of firm policies and procedures. His employment with Questar Capital in Lake Charles, Louisiana was terminated in February 2017 after these allegations were made known.

If you’ve ever invested money with Adam Veron or his former employer Questar Capital , the securities fraud attorneys at the Sonn Law Group are interested in speaking with you. Contact us online or by phone at 305.912.3000 for a free consultation.