Broker Investigation: Alfred Weaver

Alfred Weaver (CRD#: 460549) is currently registered as a broker and investment advisor at Ameriprise Financial Services in Westborough, Massachusetts. Mr. Weaver has previously been associated with several other brokerage firms, including Morgan Stanley and Citigroup.

On October 3rd, 2018, an investor filed a $400,000 complaint against Ameriprise broker Alfred Weaver. In this article, our securities fraud lawyers provide an overview of the allegations raised against this financial advisor.

Investor Complaint: Ameriprise Broker Alfred Weaver

According to information found on his BrokerCheck Report, a customer alleges that Mr. Weaver — who is described as her former financial advisor — failed to properly and fully discuss her wishes regarding who she wanted to be listed as her beneficiaries. As a result of this, she alleges that he made errors when filling out the official beneficiary designations on her brokerage accounts.

This plaintiff is seeking $400,000 in financial compensation. As of November of 2018, this complaint is still listed as ‘pending’ by FINRA. Notably, at this time there has been no finding of wrongdoing or misconduct on the part of Mr. Weaver in relation to this investor complaint.

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