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I'm Jeff Sonn, an attorney concentrating on securities fraud and consumer class actions. I use this blog to bring attention to regulatory filings involving financial advisors, current events in securities and cases in the financial services industry, and to help investors understand their rights and options for financial recovery. Questions? Contact me online or call anytime at 844-689-5754

Investigation: James Davis Trent, formerly of AXA Advisors LLC

james-trent-broker The Sonn Law Group is investigating claims related to James Davis Trent (Broker CRD Number: 2730687). James Davis Trent was recently named a respondent in a FINRA complaint alleging that he engaged in a pattern of recommending unsuitable short-term investments.

In May of 2014 James Trent was permitted to resign from AXA Advisors while under internal review for sales practice issues related to replacements.

Trent has worked in the securities industry since 1996, beginning his career with Kepley & Co. He has since been employed by five different FINRA member firms.

If you’ve ever invested your money with James Trent the Sonn Law Group is interested in hearing from you. Our experienced securities fraud attorneys will listen to the specifics of your circumstances and give you an honest evaluation of your options.

Call us now at 305.912.3000 or fill out our short contact form to speak with a legal professional about your investments with James Trent.

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