• Investigation of Claims Regarding Former VSR Financial Services Broker John Howard Towers
  • Investigation of Claims Regarding Former Royal Alliance Broker Frank John Capuano
  • Investigation: Douglas Simanski (Altoona, PA) of Next Financial Group
  • Investigation: Michael Sharenow’s Sale of Puerto Rico Bonds
  • Investigation into Claus C. Foerster Formerly of Raymond James
  • Investigation into Samuel Kluft Koltun of RBC