Margin trading can be a powerful investment strategy, offering the potential to amplify gains, but it comes with considerable risks. Margin trading can lead to[...]
Investment Loss Investigations
Experiencing financial losses because of someone else’s mistake is always frustrating, to say the least. But when that mistake involves your broker — the professional[...]
Miami, Florida–(Newsfile Corp. – November 14, 2024) – Sonn Law Group (SLG), along with Peiffer Wolf, secured a preliminary settlement of up to $9.95 million[...]
Investment fraud is an unfortunate reality many don’t anticipate until it’s too late. Suddenly, trusted investments are gone, and the future you were building seems[...]
INVESTORS: Virginia-based investment advisor was charged by the SEC with defrauding investors out of nearly half a million dollars. The SEC accused Virginia investment advisor[...]
INVESTORS: Pennsylvania-based father and son financial advisors Kevin Kane and Sean Kane were charged by the SEC with fraud. The SEC accused Pennsylvania-based father and[...]
Silicon Valley Bank, its CEO Greg Becker, and CFO Daniel Beck are facing a class action lawsuit for failing to disclose the potential risks of[...]
Sonn Law Group, PA – a nationwide investor and consumer protection law firm – announces that it is conducting an investigation on behalf of investors who[...]
INVESTORS: New York-based Long Island Financial Group was fined by FINRA for violations of written and supervisory requirements of Regulation Best Interest. FINRA fined and[...]
INVESTORS: Los Angeles-based brokerage firm Wedbush Securities, Inc. was fined $975,000 by FINRA for failing to ensure it had appropriate systems and controls in place[...]