INVESTORS: Secured Income Group and its owner, Max McDermott, were charged with $100 million offering fraud. On September 15, 2022, the SEC announced charges against[...]
Investment Loss Investigations
INVESTORS: Former investment adviser Marc Frankel was charged by the SEC with misappropriating client funds to pay his personal expenses. Marc Frankel, the former investment[...]
INVESTORS: Ramas Capital Management, LLC and owner Ganesh Betanabhatla were charged by the SEC with fraud. The SEC filed charges against Ramas Capital Management, LLC[...]
INVESTORS: North Carolina-based executives Gregory Lindberg and Christopher Herwig, as well as their Malta-based registered investment adviser, Standard Advisory Services Limited, were charged by the[...]
INVESTORS: Former board member and top sales agent for MJ Capital Funding, LLC, Pavel Ruiz, was charged by the SEC for his role in an[...]
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INVESTORS: Former broker Anthony Mastroianni is facing civil and criminal charges following accusations of scamming at least 11 investors out of more than $1 million.[...]
INVESTORS: The SEC charged Western International Securities and several of its registered representatives with allegedly violating Regulation Best Interest standards when they sold $13.3M of[...]
INVESTORS: The SEC named multiple defendants in complaint alleging operation of $3M Ponzi scheme. On July 1, 2022, the SEC charged Terry Nikopoulos of Aurora,[...]
INVESTORS: The SEC filed charges against multiple individuals for promoting investments in a $450M Ponzi scheme. On June 29, 2022, the Securities and Exchange Commission[...]