If you were hit with a significant tax burden as a result of Vanguard’s sell-off of large amounts of assets in target-date retirement funds, you[...]
Investment Loss Investigations
INVESTORS: James Arthur McDonald, Jr. and his SEC-registered investment adviser firm, Hercules Investments, LLC, were charged by the SEC in connection with two fraudulent securities[...]
INVESTORS: Secured Income Group and its owner, Max McDermott, were charged with $100 million offering fraud. On September 15, 2022, the SEC announced charges against[...]
INVESTORS: Former investment adviser Marc Frankel was charged by the SEC with misappropriating client funds to pay his personal expenses. Marc Frankel, the former investment[...]
INVESTORS: Ramas Capital Management, LLC and owner Ganesh Betanabhatla were charged by the SEC with fraud. The SEC filed charges against Ramas Capital Management, LLC[...]
INVESTORS: North Carolina-based executives Gregory Lindberg and Christopher Herwig, as well as their Malta-based registered investment adviser, Standard Advisory Services Limited, were charged by the[...]
INVESTORS: Former board member and top sales agent for MJ Capital Funding, LLC, Pavel Ruiz, was charged by the SEC for his role in an[...]
Jump To: Answers for Concerned Investors ↓ Sonn Law Group is Representing Investors Who Have Experienced Losses in GWG Holdings L Bonds Get a Free Consultation[...]
INVESTORS: Former broker Anthony Mastroianni is facing civil and criminal charges following accusations of scamming at least 11 investors out of more than $1 million.[...]
INVESTORS: The SEC charged Western International Securities and several of its registered representatives with allegedly violating Regulation Best Interest standards when they sold $13.3M of[...]