INVESTORS: Martin A. Sumichrast was charged by the SEC with defrauding a company he managed, Stone Street Partners, LLC, and its investors. On May 31,[...]
Investment Loss Investigations
INVESTORS: Cornerstone Acquisition & Management Company and its principals were charged with fraud by the SEC. On May 27, 2022, the SEC announced that it[...]
INVESTORS: EIA All Weather Alpha Fund I Partners LLC and its owners Andrew Middlebrooks charged with fraud by SEC. On May 25, 2022, the SEC[...]
INVESTORS: StraightPath Venture Partners, StraightPath Management, and its operators charged with fraud by SEC/ The SEC obtained asset freezes and other emergency relief against StraightPath[...]
INVESTORS: The Nasdaq Stock Market announced that it will delist the common stock of GWG Holdings, Inc. We previously reported that GWG Holdings’ L Bonds[...]
BROKERS: Wells Fargo was ordered by FINRA to pay former Credit Suisse broker compensatory damages in the amount of $987k following deferred compensation dispute. FINRA[...]
GK Investment Holdings has issued a warning to investors in it’s “7% Bonds” that if 90% of the investors do not exchange their current bonds[...]
The SEC has accused Jason D. Lazarus, Esq. and Anthony F. Prieto, Jr. – CEO and President of Synergy Settlement Services, respectively – of fraudulently[...]
Sonn Law Group is representing customers of Emerson Equity and Newbridge Securities in the wake of the bankruptcy of GWG Holdings. We have heard from[...]
Global VIP and Global Advantage Select Were Unsuitable For Claimants Two older investors from Venezuela have filed a Financial Industry Regulatory Authority (FINRA) arbitration claim[...]