Brokerage Firm Review: Capitol Securities Management, Inc.
Brokerage Firm Review: PFS Investments Inc.
Brokerage Firm Review: Voya Financial Advisors
FINRA Bars Former LPL Financial Broker Philip Nalesnik for Outside Business Activity
Former First Financial Equity Broker Stephen Whittaker Terminated for Alleged Outside Business Activities
Broker Richard Pittman of Cetera Advisors has Customer Disputes Totaling $1M


