Steven A., Cohen of Brookfied, Conn. Barred From Using Certified Financial Planner Mark
Larry C. Grossman of Palm Harbor, Fla. Barred From Using Certified Financial Planner Mark
Financial Advisor Thomas T. Riquier of Danvers, Mass. Barred From Using Certified Financial Planner Mark
Financial Planner Kevin Smith Barred by FINRA, Uncertified by CFP After Allegations of Misconduct
Financial Planner Larry Templin Sanctioned by FINRA and CFP
Financial Planner’s Certification Revoked Following Allegations of Misconduct


