• Steven A., Cohen of Brookfied, Conn. Barred From Using Certified Financial Planner Mark
  • Larry C. Grossman of Palm Harbor, Fla. Barred From Using Certified Financial Planner Mark
  • Financial Advisor Thomas T. Riquier of Danvers, Mass. Barred From Using Certified Financial Planner Mark
  • Financial Planner Kevin Smith Barred by FINRA, Uncertified by CFP After Allegations of Misconduct
  • Financial Planner Larry Templin Sanctioned by FINRA and CFP
  • Financial Planner’s Certification Revoked Following Allegations of Misconduct