The SEC also claims that TCFG breached its fiduciary duty to its advisory clients. On September 31, 2021, the SEC charged Laguna Niguel, California-based TCFG[...]
Investment Loss Investigations
Last Updated: October 6, 2021 INVESTORS: The SEC has alleged that Ron K. Harrison of Global Trading Institute, LLC has fraudulently collected over $900,000 in[...]
The SEC accused the company and individuals of participating in a fraudulent and unregistered offering. The SEC charged Puerto Rico-based Back to Green Mining, LLC[...]
The SEC charged Buttonwood Financial Group and its president, Jon Michael McGraw. The SEC charged Kansas City, Missouri investment adviser Buttonwood Financial Group and its[...]
The Sonn Law Group is currently investigating broker recommendations that customers invest in conservation easement transactions, which the IRS describes as “abusive tax shelters.” Prior[...]
Biscayne Capital principals Roberto Gustavo Cortes Ripalda, Fernando Haberer Bergson and Ernesto Heraclito Weisson Pazmino are charged with conspiracy to commit wire fraud, bank fraud[...]
Instead of working against each other, the Ponzi scheme victims joined together in an attempt to prevent further losses. When California real estate mogul Kenneth[...]
ElectroCore, Inc. operates as a bio-electronic medicine company that researches and develops therapeutic technologies for the treatment of multiple conditions in neurology and rheumatology. [...]
William B. McHenry and his company, First South Investments, LLC, are accused of selling $31 million in unregistered securities. The SEC filed charges against Mississippi[...]
Jason Dodd Bullard and Angela Romero-Bullard are accused of perpetrating a Ponzi scheme by the SEC. Jason Dodd Bullard and Angela Romero-Bullard, a married couple[...]