Steven A., Cohen of Brookfied, Conn. Barred From Using Certified Financial Planner Mark

Steven A., Cohen of Brookfied, Conn., can no longer use the designation because he filed for personal bankruptcy in 1997 and 2018, the board said.  

Cohen had 24 years of experience as a financial planner with six firms, including MML Investors Services, J.P. Morgan Securities, MetLife Securities, MetLife Insurance Co., IFMG Securities, and David Lerner Associates.

Per FINRA regulations, a personal bankruptcy will usually not result in disbarment unless the individual most likely lied in their bankruptcy papers or hid assets from the court.  

Get Help From Our Securities Fraud Attorneys Right Away

At Sonn Law Group, we are committed to protecting the investor. If you lost money because of a financial advisor’s breach of fiduciary duty or any other type of broker misconduct, our securities fraud attorneys can help. To get a free initial consultation, please call us today.

Disclaimer: This article contains opinions and NOT statements of fact in any way whatsoever. The information here is general information that should not be taken as legal advice. NO attorney-client relationship is established between you and our attorneys by reading this article. This article is attorney advertising and should not be used as a substitute for legal advice from a qualified securities lawyer.