Securities Fraud Attorneys | Investment Loss Recovery | Sonn Law Group

Securities Fraud Attorneys | Investment Loss Recovery | Sonn Law Group

Securities Fraud Attorneys | Investment Loss Recovery | Sonn Law Group2026-05-15T14:38:21-04:00

Deceived By a Financial Advisor?

Deceived By a Financial Advisor?

Take back control. Your recovery starts here.

PROTECTING INVESTOR RIGHTS NATIONWIDE

Representing victims of investment fraud, broker negligence, and advisor misconduct nationwide.

INVESTMENT LOSS RECOVERYs​

Strategic representation for investors seeking recovery from financial misconduct.

Sonn Law Group represents investors nationwide in FINRA arbitration, securities litigation, and complex investment recovery matters.

SECURITIES CLASS ACTIONS

Collective legal action designed for meaningful financial recovery.

When widespread misconduct impacts groups of investors, a unified legal strategy can drive powerful results. Sonn Law Group represents clients in complex class actions involving securities fraud, corporate wrongdoing, and large-scale financial harm.

WHISTLEBLOWER REPRESENTATION

Confidential advocacy for individuals reporting financial misconduct and corporate wrongdoing.

Sonn Law Group represents whistleblowers in matters involving securities fraud, tax fraud, corporate misconduct, and other violations impacting investors and the public.

Douglas Albert Dulac, Broker with United Planners’ Financial Services of America, Facing Customer Dispute Alleging Recommendation of Unsuitable Investments and Fraud

By |August 9th, 2022|Categories: Broker / Advisor Investigations|Tags: |

INVESTORS: United Planners' Financial Services of America broker Douglas Albert [...]

Barbara Ann Bernatzky, Formerly of Henley & Company, Barred by FINRA Following Refusal to Appear for Testimony

By |August 8th, 2022|Categories: Broker / Advisor Investigations|Tags: |

INVESTORS: Former Henley & Company broker Barbara Ann Bernatzky was [...]

Paul Francis Gallivan, Formerly of Alliance Global Partners, Charged by SEC in Connection with Sales of Variable Interest Rate Structured Products

By |August 7th, 2022|Categories: Broker / Advisor Investigations|Tags: |

INVESTORS: Former Alliance Global Partners broker Paul Francis Gallivan was [...]

James David Beaudoin, Broker with Great Point Capital, Facing Customer Dispute Alleging Recommendation of Unsuitable Investments

By |August 6th, 2022|Categories: Broker / Advisor Investigations|Tags: |

INVESTORS: Great Point Capital broker James David Beaudoin is facing [...]

Richard Glenn Shaw, Broker with Lincoln Financial Advisors, Facing Customer Disputes Alleging Recommendation of Unsuitable Investments

By |August 5th, 2022|Categories: Broker / Advisor Investigations|Tags: |

INVESTORS: Lincoln Financial Advisors broker Richard Glenn Shaw is facing [...]

Murray Todd Petersen, Formerly of Ameriprise Financial Services, Named in Multiple Customer Disputes Alleging Fraud and Negligence

By |August 4th, 2022|Categories: Broker / Advisor Investigations|Tags: |

INVESTORS: Former Ameriprise Financial Services broker Murray Todd Petersen was [...]

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