Investors who suffered losses in the Wildermuth Fund — including WESFX, WEFCX, and WEIFX — may have separate claims against the financial advisors or brokerage firms that recommended the investment. Sonn Law Group is reviewing potential FINRA arbitration claims involving unsuitable recommendations, due diligence failures, and misrepresentations tied to the Fund’s illiquidity, private equity exposure, liquidation, and NAV decline.

Recent FINRA disciplinary actions involving brokers and firms including Anthony Tianfeng Cheng, Peter Thomas Lawrence, Jeffrey Kenneth Galvani, Stuart A. Jeffery, Robert Settimio Cupello, Arkadios Capital, Taglich Brothers, Avantax Investment Services, Altruist Financial, and Goldman Sachs Custody Solutions highlight allegations involving broker misconduct, unsuitable recommendations, private securities transactions, supervisory failures, and regulatory compliance issues.

A Miami jury has awarded nearly $48 million in a Golden Beach broker commission dispute involving allegations of fraud, tortious interference, and conspiracy. The verdict underscores how financial and business misconduct claims can escalate far beyond the original commission amount when deception is alleged.

High-yield investment programs promising low-risk, outsized returns remain a major red flag for investors. In one of the most significant private offering fraud cases filed in South Florida this year, the Securities and Exchange Commission (SEC) has stepped in to halt an alleged $26 million scheme targeting retail investors. On May 12, 2026, the SEC [...]