SEC charges ex-Connecticut rep with $1 million fraud
SEC gets court to freeze assets of former LPL broker
Using fake persona, advisor defrauds pro athlete and his wife of $1.2M: SEC
LPL advisor stole $2.8 million from clients for houses, credit cards: SEC
LPL brokers, OSJ manager defrauded 200 federal employees: SEC
FINRA Panel Bars Rep. In $100M EB-5 Dispute
