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I'm Jeff Sonn, an attorney concentrating on securities fraud and consumer class actions. I use this blog to bring attention to regulatory filings involving financial advisors, current events in securities and cases in the financial services industry, and to help investors understand their rights and options for financial recovery. Questions? Contact me online or call anytime at 844-689-5754

RBC Fixed to Floating Rate Notes CUSIP: 78010UWK9

RBC Fixed to Floating Rate Notes CUSIP: 78010UWK9 Did You Invest in RBC Fixed to Floating Rate Notes due August 28, 2034 Redeemable Leveraged CMS Linked Steepener Notes (CUSIP: 78010UWK9)?

According to RBC’s prospectus on CUSIP: 78010UWK9:

The notes are not designed to be short-term trading instruments. Accordingly, you should be able and willing to hold your notes to maturity.

Investors ought to be cautious with this type of investment. According to the Financial Industry Regulatory Authority (FINRA):

FINRA-Structured-Products

If you bought the structured product known as RBC Fixed to Floating Rate Notes due August 28, 2034 Redeemable Leveraged CMS Linked Steepener Notes CUSIP: 78010UWK9, and it was sold to you as a safe, liquid, and/or conservative investment, and then you suffered losses, you may have a claim. Contact the attorneys at Sonn Law Group for free consultation.

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