• Adam Stern Investor Investigation: Customer Complaint Seeks Over $10 Million For Private Placement and Micro-Cap Losses
  • Douglas Edward Szempruch, Formerly of Aegis Capital Corp., Suspended by FINRA for One Year
  • Aegis Capital Corp Complaints
  • Former J. Sims & Co Broker Alan Appelbaum Allegedly Recommended Unsuitable Structured Products
  • Aegis Advisor Eduard Leytman Faces Customer Complaint Related to ETF Losses
  • Broker James Bradley Schwartz – Who has a Long History of Customer Complaints – Faces New Allegations of Churning